Securities Exchange Act of 1934

The Securities Exchange Act of 1934, also known as the Exchange Act of 1934 or the 1934 Act, authorized the formation of the Securities and Exchange Commission (SEC) to regulate the aftermarket for securities through regulation of the securities themselves, markets, and financial professionals.

Equity Crowdfunding – Is It For You? Blog Post

Entrepreneurs often ask whether equity crowdfunding is a viable option for funding their company. As is often the case with questions to an attorney, the answer is “it depends”. In…

Direct Listing

A direct listing is the process by which a company lists shares held by its existing stockholders for sale on a public exchange.


An Initial Public Offering (IPO) is the first listing of a security on a public exchange.